Paz, a former Senior Special Counsel for the Securities & Exchange Commission (SEC) Director of the Division of Trading and Markets, focuses his practice on advising broker-dealers and other financial services firms on securities-related matters, the SEC and the Financial Industry Regulatory Authority (FINRA) ) enforcement, internal investigations and surveys and compliance.
“Marlon is a highly regarded general practitioner with diverse experience in both private practice and government, and we are pleased to welcome him to the firm,” he said. Dan Lennon, Office Managing Partner of Lathams Washington DC office.
Marc Jaffe, Office Managing Partner of Lathams New York office added, “Marlon is a great advisor to broker-dealers and other financial service companies on their most sophisticated issues, and he will be an asset to our clients as they navigate increasingly complex compliance, regulatory and enforcement issues.”
Ian Schuman, global chairman of Lathams Capital Markets Practice, said: “Marlon’s arrival demonstrates our continued investment in the firm’s leading capital market platform. His sophisticated understanding of securities regulation and enforcement further enhances our unique ability to solve our clients’ most difficult securities and listing issues.”
Rafal Gawlowski, global co-chair of Lathams Financial Institutions Industry Group, added: “Marlon has his finger on the pulse of today’s highly regulated markets. His in-depth knowledge of broker-dealer rules, enforcement and compliance is highly complementary to Lathams ability to comprehensively solve the problems faced by the clients of our financial institutions around the world. “
“Lathams Global platform and strength across lawsuits, transactions and regulatory practices provide exciting new opportunities to serve my clients, “said Paz. questions .”
Paz received his JD from University of Pennsylvania Law School, an LL.M in securities and financial regulation from Georgetown University Law Center, and his BA from Trinity College. He was appointed a “key lawyer” in the field of financial services regulation by Legal 500, and among the “100 Most Influential American Hispanics” by Hispanic Business Magazine. Paz serves as chairman of the International Business Law Committee of the American Bar Association (ABA) and vice chairman of the ABA’s Federal Securities Regulation Committee. He has chaired the Trade and Market Subcommittee of the ABA’s Federal Securities Regulation Committee, President of the Hispanic Bar Association of DC, General Counsel of the DC Bar and National Vice President of the Hispanic National Bar Association. He’s in it Latham from Mayer Brown in Washington DC and New York.
About Latham & Watkins (lw.com)
Latham & Watkins provides innovative solutions to complex legal and business challenges around the world. From a global platform, our lawyers advise clients on market-forming transactions, high-profile litigation and litigation and sophisticated regulatory matters. Latham is one of the world’s largest providers of pro bono services, steadfastly supports initiatives designed to promote diversity within the firm and the legal profession, and is committed to exploring and promoting environmental sustainability.
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1 Latham & Watkins operates worldwide as a limited liability partnership organized under the laws of State of Delaware (USA)) with affiliated partnerships with limited responsibilities practicing in France, Hong Kong, Italy, Singapore, and The United Kingdom and as an affiliated partnership practicing in Japan. Latham & Watkins operates in Israel through a joint stock company. Latham & Watkins operates in South Korea as a foreign legal consulting firm. Latham & Watkins works in collaboration with the Law Office of Salman M. Al-Sudairi in The Kingdom of Saudi Arabia.
Contact persons
Dan Lennon, Washington DC Office Managing Partner, +1.202.637.2200
Marc Jaffe, New York Office Managing Partner, +1.212.906.1281
Rafal Gawlowski, Global Co-Chair, Financial Institutions Industry Group, +1.212.906.2964
Ian Schuman, Global Chair, Capital Markets Practice, +1.212.906.1894
SOURCE Latham & Watkins
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